News & Articles
On June 1, 2006, NYSE Group, Inc. (NYSE: NYX) and Euronext N.V. announced an agreement to combine the leading U.S. and pan-European securities trading exchanges in a merger.
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In his interview with Securities Industry News, Howard Schwartz, a recognized industry leader and CEO & Chairman, Tradeware Global Corp., is discussing his move to Tradeware, his outlook on the future of global execution, and his view of the company's potential to bring radical changes to the industry.
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In response to concerns raised by firms and service bureaus, on April 20, 2006, NASD filed a rule change for immediate effectiveness to extend the compliance date for the recently approved amendments to the OATS Rules, including the reporting of manual orders (Phase III), from May 8, 2006 to July 10, 2006.
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Today the brokerage industry is being shaped by several competing pressures: continually eroding commissions, increased regulatory burdens including Regulation NMS, and the rapidly mounting demand for globalization, which pressures U.S. brokers, who have remained largely U.S.-centric, to gain and provide access to global markets. In this article, Howard Schwartz, Chairman and CEO, Tradeware Global Corp., and Charles Giessen, Managing Director, Tradeware Global UK Ltd., discuss the practical implications these trends have for the brokers.
Download the article in PDF format
06/01/2006
NYSE Group and Euronext Agree to Merge
Source: NYSE websiteOn June 1, 2006, NYSE Group, Inc. (NYSE: NYX) and Euronext N.V. announced an agreement to combine the leading U.S. and pan-European securities trading exchanges in a merger.
Go to the news page
04/24/2006
Tradeware's Schwartz: Technology Is Ready for Global Execution
Source: Securities Industry News, Special ReportIn his interview with Securities Industry News, Howard Schwartz, a recognized industry leader and CEO & Chairman, Tradeware Global Corp., is discussing his move to Tradeware, his outlook on the future of global execution, and his view of the company's potential to bring radical changes to the industry.
Download the article in PDF format
04/21/2006
NEWS: Effective Date of OATS Phase III extended until July 10, 2006
Source: NASDIn response to concerns raised by firms and service bureaus, on April 20, 2006, NASD filed a rule change for immediate effectiveness to extend the compliance date for the recently approved amendments to the OATS Rules, including the reporting of manual orders (Phase III), from May 8, 2006 to July 10, 2006.
Go to the news page
03/15/2006
Grace Under Pressure: The Brokerage Industry Is Adapting a New Shape
Source: Best Execution (Supplement to Traders Magazine)Today the brokerage industry is being shaped by several competing pressures: continually eroding commissions, increased regulatory burdens including Regulation NMS, and the rapidly mounting demand for globalization, which pressures U.S. brokers, who have remained largely U.S.-centric, to gain and provide access to global markets. In this article, Howard Schwartz, Chairman and CEO, Tradeware Global Corp., and Charles Giessen, Managing Director, Tradeware Global UK Ltd., discuss the practical implications these trends have for the brokers.
Download the article in PDF format